Verdrag inzake handel met voorkennis

Partijen met voorbehouden, verklaringen en bezwaren

Partij	Voorbehoud / verklaring	Bezwaren
Cyprus	Ja	Nee
Finland	Ja	Nee
Luxemburg	Ja	Nee
Nederlanden, het Koninkrijk der	Ja	Nee
Noorwegen	Ja	Nee
Tsjechië	Ja	Nee
Verenigd Koninkrijk	Ja	Nee
Zweden	Ja	Nee

Cyprus

19-11-1997

By virtue of decision No. 35.901 of the Council of Ministers of the Republic of Cyprus of July 25th 1991, the designated authority for the effective implementation of the Convention is the Governor of the Central Bank of Cyprus.

Finland

13-09-1995

The Government of Finland, in accordance with the provisions of Article 6 of this Convention and subject to the undertaking contained in that article, declares that the requested authority may restrict the strict secrecy obligation laid down in Article 6, paragraph 4.
In accordance with Article 4, paragraph 2, of the Convention, the competent authority in Finland is the "Financial Supervision, Kluuvikatu 5, P.O. Box 159, FIN-00101 Helsinki - Telephone : [phone], Telefax : [phone]".

Luxemburg

29-08-1997

In pursuance of Article 4 of the Convention, the competent authority in the Grand Duchy of Luxembourg is the "Commissariat aux bourses".
The Grand Duchy of Luxembourg declares, in accordance with Article 6, paragraph 5, of the Convention, that it will use the derogations provided by its legislation to the obligation of secrecy mentioned in paragraph 4 of Article 6 in the case when the "Commissariat aux bourses" has the obligation to denounce to judicial authorities information communicated or gathered within the framework of the request.

Nederlanden, het Koninkrijk der

21-07-1994

In accordance with Article 3 of the Convention on Insider Trading, the Government of the Netherlands declares that it undertakes to provide other Parties, subject to reciprocity, with the greatest possible measure of mutual assistance in the exchange of information necessary for the surveillance of operations carried out in the organised stock markets which could adversely affect equal access to information for all users of the stock market or the quality of the information supplied to investors in order to ensure honest dealing.
In accordance with Article 4 of the Convention, the following authority is designated for the Netherlands to be actually responsible for submitting any request for assistance, and for receiving and taking action on requests for assistance from the corresponding authorities designated by each Party:
The Securities Board of the Netherlands ("Stichting Toezicht Effectenverkeer"), P.O. Box 11723, 1001 GS Amsterdam.
Contact officer of the Securities Board is Mr Paul Mulder, Secretary Legal Affairs, tel. [phone], fax [phone].
In accordance with Article 6, Section 5 of the Convention, the Government of the Netherlands declares the following derogations:
- In accordance with national law, the Dutch authority as requested authority may be ordered by a judicial authority to disclose information gathered within the framework of the request for the purpose of court proceedings if the court deems that the disclosure of that information is of greater importance than the confidentiality requirement of the requested authority;
- In accordance with national law, the Dutch authority as requested authority may, provided the requesting authority has been informed, wish to provide the competent Dutch authorities the information gathered within the framework of the request, to investigate violations of national law or to secure compliance with national law;
- In accordance with national law, the Dutch authority as requested authority may, provided the requesting authority has been informed, wish to disclose information gathered within the framework of the request, if necessary to fulfil its tasks and duties.

26-10-2007

In accordance with Article 3 of the Convention, the Government of the Netherlands Antilles declares that it undertakes to provide other Parties, subject to reciprocity, with the greatest possible measure of mutual assistance in the exchange of information necessary for the surveillance of operations carried out in the organised stock markets which could adversely affect equal access to information for all users of the stock market or the quality of the information supplied to investors in order to ensure honest dealing.

09-01-2012

In accordance with Article 4 of the Convention, the following authority is designated for Curaçao, Sint Maarten and the Caribbean part of the Netherlands (the islands of Bonaire, Sint Eustatius and Saba) to be actually responsible for submitting any request for assistance and for receiving and taking action on requests for assistance from the corresponding authorities designated by each Party:
for Curaçao and Sint Maarten:
Centrale Bank van for Curaçao and Sint Maarten
Simon Bolivar Plein 1
Willemstad
Curaçao
Tel. [phone]
Fax: [phone]
Email: [e-mail]
for the Caribbean part of the Netherlands (the islands of Bonaire, Sint Eustatius and Saba):
Autoriteit Financiële Markten
Postbus 11723
1001 GS Amsterdam
Nederland
Tel.: [phone]
Fax: [phone]
In accordance with Article 6, paragraph 5, of the Convention, the following derogations are declared for
Curaçao, Sint Maarten or the Caribbean part of the Netherlands (the islands of Bonaire, Sint Eustatius and Saba):
- In accordance with the law of Curaçao, Sint Maarten or the Caribbean part of the Netherlands (the islands of Bonaire, Sint Eustatius and Saba), the respective authority of Curaçao, Sint Maarten or the Caribbean part of the Netherlands (the islands of Bonaire, Sint Eustatius and Saba) as requested authority may be ordered by a judicial authority to disclose information gathered within the framework of the request for the purpose of court proceedings if the court deems that the disclosure of that information is of greater importance than the confidentiality requirement of the requested authority;
- In accordance with the law of Curaçao, Sint Maarten or the Caribbean part of the Netherlands (the islands of Bonaire, Sint Eustatius and Saba), the respective authority of Curaçao, Sint Maarten or the Caribbean part of the Netherlands (the islands of Bonaire, Sint Eustatius and Saba) as requested authority may, provided the requesting authority has been informed, wish to provide the competent authorities of Curaçao, Sint Maarten and the Caribbean part of the Netherlands (the islands of Bonaire, Sint Eustatius and Saba) the information gathered within the framework of the request, to investigate violations of national law or to secure compliance with national law;
- In accordance with the law of Curaçao, Sint Maarten or the Caribbean part of the Netherlands (the islands of Bonaire, Sint Eustatius and Saba), the respective authority of Curaçao, Sint Maarten or the Caribbean part of the Netherlands (the islands of Bonaire, Sint Eustatius and Saba) as requested authority may, provided the requesting authority has been informed, wish to disclose information gathered within the framework of the request, if necessary to fulfil its tasks and duties.

Noorwegen

10-12-1997

The Norwegian authority responsible for submitting any request for assistance, and for receiving and taking action on request for assistance from the corresponding authorities designated by each party under the Convention is the following:
The Banking Insurance and Securities Commission of Norway - Østensjøveien 43 - Pb. 100 Bryn - N-0611 OSLO - Norway.

Tsjechië

08-09-2000

In accordance with Article 3 of the Convention on Insider Trading, the Czech Republic undertakes to provide other Parties, subject to reciprocity, with the greatest possible measure of mutual assistance in the exchange of information necessary for the surveillance of operations carried out in the organised stock markets which could adversely affect equal access to information for all users of the stock market or the quality of the information supplied to investors in order to ensure honest trading.
In accordance with Article 4 of the Convention, the Czech Republic designates the following authorities as responsible for preparing requests:
Czech Securities Commission
(Washingtonova 7, P.O. Box 208, 111 21 Praha 1
tel/ 0044202/21 09 61 11, fax: [phone]
e-mail: Katerina [e-mail])
Ministry of Finance
(Letenská 15, 118 10 Praha 1
Tel: [phone], fax: [phone]
e-mail: Miroslava [e-mail])
Prosecutor General's Office of the Czech Republic
(Jezuitská 4, 660 55 Brno
tel: [phone], fax: [phone]
e-mail; [e-mail]. Justice.cz)
before the case is brought before court and
the Ministry of Justice of the Czech Republic
(Vysehradská 16, 128 00 Praha 2
tel: [phone], fax: [phone]
e-mail: [e-mail])
after it has been brought before court.
In accordance with Article 6, paragraph 5 of the Convention, the Czech Republic declares that under national law, public authorities have the duty to promptly report to public prosecutors' offices or to police authorities facts indicating that a criminal offence has been committed.

06-10-2014

The declaration of authorities responsible for sending and receiving requests for assistance, made by the Czech Republic in accordance to Article 4 of the Convention, registered at the Secretariat General on 8 September 2000, is updated as follows:
Czech National Bank
address: Na Prikope 28, 115 03 Praha 1, Czech Republic
Tel.: [phone]
Fax: [phone]
e-mail : [e-mail]
Ministry of Finance of the Czech Republic
address: Letenská 15, 118 10 Praha 1, Czech Republic
Tel.: [phone]
Fax : [phone]
e-mail : [e-mail]
Supreme Prosecutor's Office of the Czech Republic
address: Jezuitská 4, 660 55 Brno, Czech Republic
Tel.: [phone]
Fax : [phone]
e-mail : [e-mail]
for requests for assistance in criminal matters originating from pre-trial proceedings.
Ministry of Justice of the Czech Republic
address: Vysehradská 16, 128 00 Praha 2, Czech Republic
Tel.: [phone]
Fax : [phone]
e-mail : [e-mail]
for other requests for assistance in criminal matters.

Verenigd Koninkrijk

21-12-1990

In accordance with Article 6.5 of the Convention the United Kingdom declares the following derogations:
- The Data Protection Act 1984 gives people rights of access to computerised data about them. There are exceptions to this right, including an exception in respect of personal data collected on behalf of overseas regulators under the Companies Act 1989.
- In accordance with national law, the United Kingdom as requested authority may be ordered by a judicial authority to disclose information communicated or gathered within the framework of the request for the purpose of court proceedings.
- In accordance with national law, the United Kingdom as requested authority may, provided the requesting authority has been informed, wish to investigate violations of its law or to secure compliance with such law.

12-01-1994

In accordance with Article 4 of the Convention the United Kingdom designates:
Her Majesty's Treasury as the authority responsible for submitting and receiving requests for assistance. The address of the designated authority is HM Treasury, Securities and Investment Services Group, Parliament Street, London SW1P 3AG; and
The Department of Trade and Industry as the authority responsible for taking action on requests for assistance. The address of the designated authority is The Department of Trade and Industry, Investigations Division, CIB(D), 123 Victoria Street, London SW1E 6RB.
In accordance with Article 4 of the Convention the United Kingdom designates the Isle of Man Treasury as the authority responsible for submitting and receiving and taking action on requests for assistance in the Isle of Man. The address of the designated authority is The Treasury, Central Government Offices, Bucks Road, Douglas, Isle of Man.
In accordance with Article 6.5 of the Convention the United Kingdom declares, in respect of the Isle of Man, that:
- The Data Protection Act 1986 (of Tynwald) gives people rights of access to computerised data about them. There are exceptions to this right, including an exception in respect of personal data collected on behalf of overseas regulators under the Company Securities (Insider Dealing) Act 1987 (of Tynwald).
- In accordance with the law of the Isle of Man, the Isle of Man Treasury, as the designated authority, may be ordered by a judicial authority to disclose information communicated or gathered within the framework of the request for the purpose of court proceedings.
- In accordance with the law of the Isle of Man, the Isle of Man Treasury, as the requested designated authority, may, provided the requesting authority has been informed, wish to investigate violations of Isle of Man law or to secure compliance with such law.

Zweden

03-06-1991

In accordance with Article 3 of the Convention, Sweden undertakes to provide other Parties, subject to reciprocity, with the greatest possible measure of mutual assistance in the exchange of information necessary for the surveillance of operations carried out in the organised stock markets which could adversely affect equal access to information for all users of the stock market or the quality of the information supplied to investors in order to ensure honest dealing.
In accordance with Article 4 of the Convention, Sweden designates the Bank Inspection Board, Box 16096, S-103 22 Stockholm, Sweden, to be actually responsible for submitting any request for assistance, and for receiving and taking action on requests for assistance from the corresponding authorities designated by each Party.